The mission of the Office of the Kansas Securities Commissioner is to protect and inform Kansas investors, to promote integrity and full disclosure in financial services, and to foster capital formation.

2009 Investment Adviser Renewal Notice

Kansas Securities Regulations
as of January 19, 2007

Amended Regulations
as of August 15, 2008

Amended Regulations
as of December 19, 2008

Kansas Form D Bulletin
Effective September 15, 2008

Kansas Uniform Securities Act
Effective July 1, 2005

Table of Contents
Kansas Uniform Securities Act
Effective July 1, 2005

Complaint form must be printed,
completed and hard copy submitted to the address on the form.

Auction Rate Securities Investors - Contact Firms About Buyback Offers

Kansas Securities Commissioner Cautions Main Street Investors Against Making Uninformed, Sudden Decisions Amid Wall Street Crisis

Wichita Resident Convicted for Securities Fraud

Former Wichita Investment
Adviser Representative, Stephen C. Langhofer,
Sentenced for Securities Fraud

Kansas Securities Commissioner Chris Biggs Reminds Investors That Scams Often Hide Behind the Headlines

The following links are to other state and industry regulators and partners in investor education. These sites will open in a new window.

• North American Securities Administrators Association
• U.S. Securities and Exchange Commission
• Financial Industry Regulatory Authority (FINRA)
• Investing Online Resource Center
• Investor Protection Trust
• Financial Literacy 2010